Broker Dealer
The broker-dealer provides securities brokerage services and is
responsible for complying with regulatory requirements. Additionally,
the broker-dealer clears and disburses commissions to its registered
representatives who may also serve as independent retirement consultants
and advisors.
Financial Telesis
San Rafael, CA
Financial Telesis is a registered broker-dealer and investment advisor that specializes in providing broker dealer services to registered advisors and consultants servicing retirement plans. Their unique and tailored approach allows them to tailor their operations, commissions processing and compliance procedures to fit the business practices of those advisors that only have Retirement Plans as clients. Financial Telesis Inc. currently has over 60 advisor firms that service retirement plans across the country.
Review our Form ADV
(Uniform Application for Investment Adviser Registration)
Dorann Cafaro and Jamie Greenleaf are registered with Financial Telesis, Inc. and will receive customary securities commissions and investment advisory fees.
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